Principles of the Law,
This project provides a set of recommended standards and best practices on the law of compliance and enforcement for organizations.
Drafting of this project is completed. The official text is expected to be published in early 2025.
For a detailed description of this project visit the Compliance and Enforcement page on The ALI Adviser.
Geoffrey P. Miller
New York University School of Law, New York, NY
Jennifer H. Arlen
New York University School of Law, New York, NY
James A. Fanto
Brooklyn Law School, Brooklyn, NY
Claire A. Hill
University of Minnesota Law School, Minneapolis, MN
Katherine L. Adams
Apple Inc., Cupertino, CA
Daniel Alter
New York State Department of Financial Services, Mount Vernon, NY
Miriam H. Baer
Brooklyn Law School, Brooklyn, NY
Jeff Benjamin
Avon Products Inc (Retired), New York, NY
Leslie R. Caldwell
Latham & Watkins LLP, San Francisco, CA
George S. Canellos
Milbank LLP, New York, NY
Sabine Anna Chalmers
BT Group Plc, London
Stephen M. Cutler
Simpson Thacher & Bartlett LLP, New York, NY
Lee G. Dunst
Gibson, Dunn & Crutcher LLP, New York, NY
Paul L. Friedman
U.S. District Court for the District of Columbia, Washington, DC
Stacey Putnam Geis
U.S. Environmental Protection Agency, Off. of Enforcement & Compliance Assurance, Washington, DC
John Gleeson
Debevoise & Plimpton LLP, New York, NY
Court Golumbic
Goldman Sachs & Co. LLC, New York, NY
Sean J. Griffith
Fordham University School of Law, New York, NY
Yannick Hausmann
Zurich Insurance Group Ltd., Zurich
Michael Held
Federal Reserve Bank of New York
Andrew D. Hendry
Pinehurst, NC
Andrew Hinton
Google
Jack B. Jacobs
Young Conaway Stargatt & Taylor, LLP (Retired), Wilmington, DE
Erika A. Kelton
Phillips & Cohen LLP
Jeffrey H. Knox
Simpson Thacher & Bartlett LLP, Washington, DC
William E. Kovacic
George Washington University School of Law
Jules B. Kroll
K2 Intelligence
Iris Lan
National Aeronautics and Space Administration, Washington, DC
Donald C. Langevoort
Georgetown University Law Center, Washington, DC
Douglas M. Lankler
Pfizer Inc, New York, NY
David G. Leitch
Bank of America (Retired), Earlysville, VA
Lewis J. Liman
U.S. District Court, Southern District of New York, New York, NY
Martin Lipton
Wachtell, Lipton, Rosen & Katz, New York, NY
Raymond J. Lohier
U.S. Court of Appeals, Second Circuit, New York, NY
Lori A. Martin
WilmerHale, New York, NY
James M. McDonald
Sullivan & Cromwell LLP, New York, NY
Denis J. McInerney
Davis Polk & Wardwell LLP, New York, NY
Judith A. Miller
Chevy Chase, MD
Douglas K. Moll
University of Houston Law Center, Houston, TX
Robert H. Mundheim
A&O Shearman, Tucson, AZ
Ernest T. Patrikis
Industrial and Commercial Bank of China
Jed S. Rakoff
U.S. District Court, Southern District of New York, New York, NY
Mythili Raman
Covington & Burling LLP, Washington, DC
Kathryn S. Reimann
Citigroup Inc. (Retired), New York, NY
Douglas R. Richmond
Lockton Companies, LLC, Olathe, KS
Hillary A. Sale
Georgetown University Law Center, Washington, DC
Patti B. Saris
U.S. District Court, District of Massachusetts, Boston, MA
John Ford Savarese
Wachtell, Lipton, Rosen & Katz, New York, NY
Laureen E. Seeger
American Express, New York, NY
Charles V. Senatore
Fidelity Digital Asset Services LLC, Boca Raton, FL
Karen Patton Seymour
Sullivan & Cromwell LLP, New York, NY
Kenneth S. Siegel
Senestech, Inc.
Neal R. Sonnett
Neal R. Sonnett, P.A., Miami, FL
Laura Stein
Mondelez International, Chicago, IL
Michael H. Ullmann
Johnson & Johnson (Retired), New Brunswick, NJ
E. Norman Veasey
Gordon, Fournaris & Mammarella, P.A. (Retired), Winston Salem, NC
John H. Walsh
Eversheds Sutherland (US) LLP, Washington, DC
Robert W. Werner
Green River Hollow Consulting LLC
Bruce E. Yannett
Debevoise & Plimpton LLP, New York, NY
Robert Alan Zauzmer
U.S. Attorney's Office, Philadelphia, PA
Allison Zieve
Public Citizen Litigation Group, Washington, DC
Eric Kraeutler
Morgan, Lewis & Bockius LLP
Grace E. Speights
Morgan, Lewis & Bockius LLP
José F. Anderson
University of Baltimore School of Law, Baltimore, MD
Jerry L. Anderson
Drake University Law School, Des Moines, IA
Christopher Edward Appel
Shook, Hardy & Bacon LLP, Washington, DC
John B. Attanasio
The International Academic Institute of Process and Procedure, New York, NY
Michael F. Aylward
Morrison Mahoney LLP (Retired), Boston, MA
Larry Catá Backer
Penn State Law, University Park, PA
Margaret Armstrong Bancroft
Dechert LLP (Retired), New York, NY
Thomas C. Baxter
Law Offices of Thomas C. Baxter, Jr., LLP, Staten Island, NY
Shawn J. Bayern
Florida State University College of Law, Tallahassee, FL
Brigida Benitez
Steptoe LLP, Washington, DC
Alan J. Berkeley
K&L Gates LLP, Washington, DC
Boris Bershteyn
Skadden, Arps, Slate, Meagher & Flom LLP, New York, NY
Edward K. Bilich
Risk Alternatives LLC, Arlington, VA
Harvey Ernest Bines
Sullivan & Worcester LLP, Boston, MA
Jane Bland
Supreme Court of Texas, Austin, TX
Ronald G. Blum
Manatt, Phelps & Phillips, LLP, New York, NY
Matthew T. Bodie
University of Minnesota Law School, Minneapolis, MN
Kathleen M. Boozang
Seton Hall University School of Law, Newark, NJ
Andrew S. Boutros
Shook, Hardy & Bacon LLP, Chicago, IL
Steven M. Bradford
HNI Corporation, Muscatine, IA
Russell J. Bruemmer
WilmerHale (Retired), Washington, DC
Ellen M. Bublick
Arizona State University, Sandra Day O'Connor College of Law, Phoenix, AZ
John P. Burton
Rodey, Dickason, Sloan, Akin & Robb, P.A., Santa Fe, NM
Gregory P. Butrus
Balch & Bingham LLP, Birmingham, AL
Ivonne Cabrera
Dover Corporation, Downers Grove, IL
Fabrizio Cafaggi
European University Institute Law Department, Florence
J. William Callison
Holland & Hart LLP, Denver, CO
Rubén Castillo
Akerman LLP, Chicago, IL
Jonathan G. Cedarbaum
George Washington University Law School, Washington, DC
Steven L. Chanenson
Villanova University Charles Widger School of Law, Villanova, PA
Eric A. Chiappinelli
Texas Tech University School of Law, Lubbock, TX
Sylvia Fung Chin
White & Case LLP, New York, NY
Margaret Chon
Seattle University School of Law, Seattle, WA
Stephen Yee Chow
Stephen Y. Chow, PC, Boston, MA
Penelope L. Christophorou
Morgan Lewis Bockius LLP, New York, NY
Kathleen Clark
Washington University School of Law, Washington, DC
Anne E. Cohen
Debevoise & Plimpton LLP (Retired), New York, NY
David A. Collins
David A. Collins PLLC, Chicago, IL
Pamela Craven
Amber Road, Inc., Edgartown, MA
Robert A. Creamer
Cambridge, MA
Rueben C. Cásarez
Wells Fargo & Co. (Retired), Evergreen, CO
Christopher Scott D'Angelo
Montgomery, McCracken, Walker & Rhoads, LLP, Philadelphia, PA
Alicia J. Davis
University of Michigan Law School, Ann Arbor, MI
Kimberly A. Demarchi
Arizona State University, Office of General Counsel, Tempe, AZ
Brackett B. Denniston
Goodwin Procter LLP, Boston, MA
Melanie DiPietro
Seton Hall University School of Law (Retired), Greensburg, PA
Anthony E. DiResta
Holland & Knight LLP, Washington, DC
Alyssa A. DiRusso
Samford University, Cumberland School of Law, Birmingham, AL
Tobias A. Dorsey
Office of Administration, Executive Office of the President at the White House, Silver Spring, MD
Lucy Clark Dougherty
Polaris Industries, Medina, MN
Christine Michelle Duffy
Haverhill, MA
Suzanne M. Dugan
Cohen Milstein Sellers & Toll PLLC, Washington, DC
Stephen S. Dunham
Penn State University, University Park, PA
Brian J. Egan
Skadden, Arps, Slate, Meagher & Flom LLP, Washington, DC
Mitchell S. Eitel
Sullivan & Cromwell LLP, New York, NY
E. Donald Elliott
George Mason University Antonin Scalia Law School, Arlington, VA
Roger A. Fairfax
Howard University School of Law, Washington, DC
Boris Feldman
Freshfields Bruckhaus Deringer US LLP, Redwood City, CA
Jean K. FitzSimon
U.S. Bankruptcy Court, Eastern District of Pennsylvania (Retired), Philadelphia, PA
Joseph Z. Fleming
Joseph Z. Fleming P.A., Miami, FL
Ivan K. Fong
Medtronic PLC, Minneapolis, MN
Susan S. Fortney
Texas A&M University School of Law, Fort Worth, TX
C. Allen Foster
Whiteford Taylor Preston, LLP, Washington, DC
Anne C. Foster
Richards, Layton & Finger, PA, Wilmington, DE
Vernon L. Francis
Dechert LLP, Philadelphia, PA
Tamar Frankel
Boston University School of Law, Boston, MA
Meredith Fuchs
Plaid Inc., Washington, DC
Thomas P. Gallanis
George Mason University Antonin Scalia Law School, Arlington, VA
Brandon L. Garrett
Duke University School of Law, Durham, NC
Carol Rose Goforth
University of Arkansas School of Law, Fayetteville, AR
Philip S. Goldberg
Shook, Hardy & Bacon LLP, Washington, DC
M. Norman Goldberger
Ballard Spahr LLP, Philadelphia, PA
Norman L. Greene
Schoeman Updike Kaufman LLP, New York, NY
Michael Greenwald
Philadelphia, PA
Charles E. Griffin
Butler Snow LLP, Ridgeland, MS
Michael A. Harring
Chicago, IL
Robert M. Hart
Bronxville, NY
Katherine J. Henry
Bradley Arant Boult Cummings LLP, Washington, DC
William C. Heuer
Westerman Ball Ederer Miller Zucker & Sharfstein LLP, Uniondale, NY
Eric L. Hirschhorn
Winston & Strawn LLP, Washington, DC
Michael J. Holston
Paul, Weiss, Rifkind, Wharton & Garrison LLP, New York, NY
Christina Michelle Houston
DLA Piper US LLP, Wilmington, DE
John G. Buchanan III
Covington & Burling LLP, Washington, DC
Donald Earl Childress III
Pepperdine University, Caruso School of Law, Malibu, CA
John E. Iole
Jones Day, Pittsburgh, PA
Melissa B. Jacoby
University of North Carolina School of Law, Chapel Hill, NC
Kristin N. Johnson
U.S. Commodity Futures Trading Commission, Washington, DC
Richard Gibbs Johnson
RGJ LLC, Cleveland, OH
Michael Alexander Kahn
Law Office of Michael Kahn, Napa, CA
Richard B. Katskee
Duke University School of Law, Durham, NC
Robert R. Keatinge
Holland & Hart LLP, Denver, CO
Harold H. Kim
U.S. Chamber of Commerce, Washington, DC
James B. Kobak
Hughes Hubbard & Reed LLP, New York, NY
Donald J. Kochan
George Mason University Antonin Scalia Law School, Arlington, VA
David N. Kragseth
Guy Carpenter & Co., Philadelphia, PA
Michael J. Kramer
Noble Circuit Court, Albion, IN
Hilary K. Krane
Creative Artists Agency, Los Angeles, CA
Simeon M. Kriesberg
Mayer Brown LLP (Retired), Washington, DC
William F. Kroener
Sullivan & Cromwell LLP, Washington, DC
William K. Kroger
Baker Botts L.L.P., Houston, TX
Sybil H. Landau
New York, NY
Stewart M. Landefeld
Perkins Coie LLP, Seattle, WA
Paul A. LeBel
University of North Dakota School of Law (Retired), Williamsburg, VA
John Linarelli
University of Pittsburgh School of Law, Pittsburgh, PA
Jonathan C. Lipson
Temple University Beasley School of Law, Philadelphia, PA
Lynn M. LoPucki
University of Florida, Levin College of Law, Gainesville, FL
Margaret Colgate Love
Law Office of Margaret Love, Washington, DC
Robert E. Lutz
Southwestern Law School, Los Angeles, CA
Myles V. Lynk
Arizona State University, Sandra Day O'Connor College of Law, Phoenix, AZ
Timothy D. Lytton
Georgia State University College of Law, Atlanta, GA
Meghan H. Magruder
King & Spalding LLP (Retired), Atlanta, GA
Pamela A. Mann
Carter Ledyard & Milburn LLP, New York, NY
Gary E. Marchant
Arizona State University, Sandra Day O'Connor College of Law, Phoenix, AZ
Colin P. Marks
St. Mary's University School of Law, San Antonio, TX
Walfrido J. Martinez
Hunton Andrews Kurth LLP, New York, NY
Lloyd H. Mayer
Notre Dame Law School, Notre Dame, IN
Catherine M. A. McCauliff
Seton Hall University School of Law, Newark, NJ
Don J. McDermett
Winston & Strawn LLP, Dallas, TX
Paul E. McGreal
Creighton University School of Law, Omaha, NE
John J. McGregor
Sullivan McGregor & Doerr LLP, Fresno, CA
James C. McKay
Office of the Attorney General for the District of Columbia, Washington, DC
Douglas Earl McLaren
Law Offices of Douglas Earl McLaren, Washington, DC
Joseph McLaughlin
Sidley Austin LLP (Retired), New York, NY
Nancy A. McLaughlin
University of Utah, S.J. Quinney College of Law, Salt Lake City, UT
Kevin H. Michels
The College of New Jersey, Ewing, NJ
Erica Moeser
National Conference of Bar Examiners (Retired), Madison, WI
Jonathan S. Mothner
Synchrony Financial, Stamford, CT
Fred F. Murray
Internal Revenue Service Office of Chief Counsel, Gainesville, FL
Donna M. Nagy
Indiana University, Maurer School of Law, Bloomington, IN
Joel W. Nomkin
Perkins Coie LLP, Phoenix, AZ
Vance K. Opperman
Key Investment, Inc., Saint Paul, MN
Barak Orbach
University of Arizona, James E. Rogers College of Law, Tucson, AZ
John Edward Osborn
University of Washington School of Law, Chadds Ford, PA
Eric J. Pan
Investment Company Institute, Bethesda, MD
Jacqueline A. Parker
Bank of America, New York, NY
Wendy L. Patrick
County of San Diego District Attorney's Office, San Diego, CA
William J. Perlstein
FTI Consulting, Washington, DC
Joy Lambert Phillips
Hancock Whitney Corporation (Retired), Gulfport, MS
A. Robert Pietrzak
Sidley Austin LLP (Retired), New York, NY
Jack W. Pirozzolo
Sidley Austin LLP, Boston, MA
Ellen S. Podgor
Stetson University College of Law, Gulfport, FL
Donald J. Polden
Santa Clara University School of Law, San Jose, CA
Jeffrey M. Pollock
Pollock Law, LLC, Princeton, NJ
Rafael A. Porrata-Doria
Temple University Beasley School of Law, Bala Cynwyd, PA
Josephine R. Potuto
University of Nebraska College of Law, Lincoln, NE
Steven A. Ramirez
Loyola University Chicago School of Law, Chicago, IL
Bernard D. Reams
St. Mary's University School of Law, San Antonio, TX
E. Lee Reichert
Colorado Attorney General's Office, Denver, CO
Henry duPont Ridgely
Delaware Supreme Court (Retired), Wilmington, DE
Dan Robbins
Motion Picture Association, Inc., Calabasas, CA
Sue L. Robinson
Farnan LLP, Wilmington, DE
Steven R. Rodgers
Intel Corporation (Retired), Santa Clara, CA
Usha R. Rodrigues
University of Georgia School of Law, Athens, GA
Blake Rohrbacher
Richards, Layton & Finger, PA, Wilmington, DE
Jacob H. Rooksby
Gonzaga University School of Law, Spokane, WA
Rod J. Rosenstein
King & Spalding LLP, Washington, DC
Jeremy Ledger Ross
Amazon.com Inc., Seattle, WA
Kenneth Ross
Bowman and Brooke LLP, Midway, UT
Victoria P. Rostow
National Association of Real Estate Investment Trusts, Washington, DC
Irma S. Russell
University of Missouri-Kansas City School of Law, Shawnee Mission, KS
Anjan Sahni
WilmerHale, New York, NY
Mark E. Schneider
Kirkland & Ellis LLP, Chicago, IL
Alexander Cochran Schoch
Railroad Commission of Texas, Austin, TX
Daniel Schwarcz
University of Minnesota Law School, Minneapolis, MN
Victor E. Schwartz
Shook, Hardy & Bacon LLP, Washington, DC
Virginia A. Seitz
Sidley Austin LLP, Washington, DC
Randolph Stuart Sergent
CareFirst BlueCross BlueShield, Baltimore, MD
Leopold Z. Sher
Sher Garner Cahill Richter Klein & Hilbert, LLC, New Orleans, LA
Michael N. Simkovic
University of Southern California, Gould School of Law, Santa Monica, CA
Omari Scott Simmons
George Washington University Law School, Washington, DC
Mary L. Smith
VENG Group, Lansing, IL
D. Gordon Smith
Brigham Young University, J. Reuben Clark Law School, Provo, UT
Douglas G. Smith
Alpheus LLC, Chicago, IL
Nicholas F. B. Smyth
Pennsylvania Attorney General's Office, Pittsburgh, PA
David V. Snyder
American University, Washington College of Law, Washington, DC
D. Daniel Sokol
University of Southern California, Gould School of Law, Los Angeles, CA
Peter Y. Solmssen
Abiquiu Valley Farm LLC, Abiquiu, NM
David E. Sternberg
Brown Brothers Harriman, New York, NY
Rhea C. Stevens
Law Office of Rhea Stevens, Pearland, TX
H. Mark Stichel
RKW Law Group, Baltimore, MD
Elizabeth S. Stong
U.S. Bankruptcy Court, Eastern District of New York, Brooklyn, NY
Guy Miller Struve
Davis Polk & Wardwell LLP (Retired), New York, NY
John S. Summers
Hangley Aronchick Segal Pudlin & Schiller, Philadelphia, PA
Keith A. Swisher
University of Arizona, James E. Rogers College of Law, Tucson, AZ
Laurel S. Terry
Penn State Dickinson Law, Carlisle, PA
Lucy L. Thomson
Livingston PLLC, Washington, DC
Ethan V. Torrey
Supreme Court of the United States, Washington, DC
Peter D. Trooboff
Covington & Burling LLP, Washington, DC
Daniel E. Troy
Berkeley Research Group, Chevy Chase, MD
Frederick Tung
Boston University School of Law, Boston, MA
Thomas A. Tupitza
Knox McLaughlin Gornall & Sennett, P.C., Erie, PA
E. Peter Urbanowicz
Alvarez & Marsal, Dallas, TX
Andrew Verstein
University of California, Los Angeles School of Law, Los Angeles, CA
Frederick William (Bill) Wagner
Wagner McLaughlin, P.A. (Retired), Tampa, FL
Steven O. Weise
Proskauer Rose LLP, Los Angeles, CA
Charles K. Whitehead
Cornell Law School, Ithaca, NY
Peter A. Winn
U.S. Department of Justice, Office of Privacy and Civil Liberties, Washington, DC
Jane K. Winn
University of Washington School of Law, Seattle, WA
Nicholas J. Wittner
Michigan State University College of Law, East Lansing, MI
Richard J. Wolf
The Secura Isaac Group LLC, New York, NY
Jennifer Zachary
Merck & Co., Inc., Rahway, NJ